SIEB · Siebert Financial Corp.
Siebert Financial Corp (SIEB)
What's happening
- SIEB is down 2.62% today, trading at $1.86. — Live quote
- Volume today (118) is well below its 3-month average of 77,970. (Finnhub fundamentals)
- Reports earnings on 2026-11-10, 19 days away. (Finnhub earnings calendar)
Deterministic template sentences filled in from the same sourced figures shown elsewhere on this page -- not an AI-written summary, no live model call.
Performance Overview (Trailing returns vs S&P 500 benchmark)
Earnings Trends (Quarterly EPS Actual vs Estimate)
Valuation Measures & Ratios
Glossary — what these abbreviations mean
- 1. TTM
- Trailing twelve months — the sum of the last four reported quarters, not a calendar year or the single latest quarter.
- 2. EPS
- Earnings per share — net income divided by diluted shares outstanding.
- 3. Beta
- A stock's historical volatility relative to the overall market. Above 1 means it has moved more than the market; below 1, less.
- 4. EV (Enterprise Value)
- Market cap plus total debt minus cash — roughly what it would cost to buy the whole company, debt included.
- 5. Forward P/E
- Price divided by analysts' estimated earnings for the next 12 months, instead of trailing actual earnings.
- 6. PEG Ratio
- P/E divided by expected earnings growth rate. A lower number can indicate a stock is cheap relative to how fast it's expected to grow.
- 7. Price / Book
- Share price divided by book value (assets minus liabilities) per share.
- 8. ROE
- Return on equity — net income divided by shareholders' equity, a measure of how efficiently a company turns equity into profit.
- 9. ROA
- Return on assets — net income divided by total assets, a measure of how efficiently a company turns assets into profit.
- 10. MRQ
- Most recent quarter — the single latest reported period, as opposed to TTM. The Financials section's "Quarterly" view below shows MRQ-style figures.
- 11. YoY
- Year over year — percent change versus the same period one year earlier, used for growth figures like those on Compare cards and the Screener.
Short Interest
Source: FINRA Rule 4560 consolidated short interest, settlement date 2026-09-30. Reported bi-monthly with a reporting lag — not real-time.
Quotes and the 1-day extended-hours chart: Yahoo Finance. Longer historical charts: Alpaca (IEX feed) — real-time but IEX-only volume (~2.5% of consolidated market volume). Fundamentals + earnings: Finnhub.
Price history
Drag horizontally to zoom into a section; use Reset view to restore all observations.
Technical signal summary
Calculating from the latest year of daily price history…
Show Technical Analysis Breakdown ▾ 10 Indicators
Not investment advice — read several signals together.
Indicators None active
History limited by data provider; markers are heuristics, not signals.
Peer and sector context
Balanced evidence
A deterministic summary of sourced facts—not an AI verdict.
Potential strengths
- Revenue growth is 109.6% on the provider's reported measure. Finnhub fundamentals ↗
- Latest SEC filing is Form 4, filed 2026-09-30; review it for current changes and risks. SEC EDGAR ↗
Potential concerns
- Net profit margin is -1.1%. Finnhub fundamentals ↗
- Trailing 52-week price return is -42.0%. Finnhub market metrics ↗
Rule-based facts only; absence from either side is not evidence, and this is not a recommendation.
More on SIEB
No accessible free API for these — links go to the source directly.
Financials
Fundamental trends
Visualized from the same SEC figures in the tables below.
Income statement
| Line item | Jun '26 | Mar '26 | Sep '25 | Jun '25 | Mar '25 | Sep '24 | Jun '24 | Mar '24 |
|---|---|---|---|---|---|---|---|---|
| Revenue | $31.2M | $23.5M | $26.8M | $14.9M | $28.9M | $22.6M | $20.9M | $20.5M |
| Operating income | -$472.0K | -$2.9M | $2.2M | -$5.8M | $10.5M | $4.8M | $5.6M | $5.1M |
| Net income | — | — | — | — | — | — | — | — |
| EPS (diluted) | $-0.01 | $-0.05 | $0.04 | $-0.12 | $0.22 | $0.10 | $0.10 | $0.09 |
| EPS (basic) | $-0.01 | $-0.05 | $0.04 | $-0.12 | $0.22 | $0.10 | $0.10 | $0.09 |
| Operating margin | -$2 | -$12 | $8 | -$39 | $36 | $21 | $27 | $25 |
Balance sheet
| Line item | Jun '26 | Mar '26 | Dec '25 | Sep '25 | Jun '25 | Mar '25 | Dec '24 | Sep '24 |
|---|---|---|---|---|---|---|---|---|
| Total assets | $968.8M | $597.1M | $759.0M | $607.5M | $560.5M | $534.2M | $519.7M | $579.2M |
| Total liabilities | $880.1M | $509.0M | $669.9M | $515.6M | $470.5M | $439.9M | $434.6M | $495.8M |
| Stockholders' equity | $88.7M | $88.1M | $89.2M | $90.9M | $89.0M | $93.3M | $84.1M | $82.3M |
| Total current assets | $935.4M | $564.5M | $727.2M | $576.0M | $527.3M | $504.9M | $491.5M | $549.9M |
| Total current liabilities | $872.0M | $500.4M | $660.8M | $506.2M | $465.0M | $434.0M | $427.8M | $488.7M |
| Cash & equivalents | $16.1M | $16.2M | $22.4M | $19.6M | $28.9M | $25.7M | $32.6M | $4.4M |
| Other current assets | — | — | — | — | — | — | — | — |
| Marketable securities (non-current) | — | — | — | — | — | — | — | — |
| Property, plant & equipment | $10.1M | $10.2M | $10.4M | $10.4M | $10.1M | $10.2M | $10.2M | $10.1M |
| Goodwill | $2.0M | $2.0M | $2.3M | $2.3M | $2.3M | $2.3M | $2.3M | $2.3M |
| Intangible assets | — | — | $908.0K | $970.0K | $1.0M | $648.0K | $697.0K | $778.0K |
| Deferred revenue (current) | — | $405.0K | $819.0K | $1.2M | $1.7M | $1.7M | $1.7M | $1.8M |
| Short-term debt | $960.0K | $960.0K | $960.0K | $960.0K | $90.0K | $89.0K | $496.0K | $87.0K |
| Long-term debt | $4.0M | $4.0M | $4.0M | $4.1M | $4.1M | $4.1M | $4.1M | $4.2M |
| Other non-current liabilities | — | — | — | — | — | — | $0 | — |
| Common stock & paid-in capital | $422.0K | $420.0K | $415.0K | $415.0K | $415.0K | $414.0K | $412.0K | $412.0K |
| Retained earnings | $42.9M | $43.2M | $45.2M | $45.7M | $44.0M | $48.8M | $40.1M | $38.4M |
Cash flow
| Line item | Jun '26 | Mar '26 | Dec '25 | Sep '25 | Jun '25 | Mar '25 | Dec '24 | Sep '24 |
|---|---|---|---|---|---|---|---|---|
| Operating cash flow | -$2.6M | -$26.1M | $402.0K | $43.7M | $631.0K | -$34.5M | $35.5M | $3.0M |
| Investing cash flow | -$880.0K | -$976.0K | -$1.2M | -$971.0K | -$3.2M | -$1.1M | -$1.0M | -$2.2M |
| Financing cash flow | -$22.0K | -$23.0K | $411.0K | $978.0K | -$21.0K | -$58.0K | -$21.0K | -$21.0K |
| Free cash flow | -$2.7M | -$26.2M | $295.0K | $43.3M | $570.0K | -$34.5M | $35.3M | $3.0M |
| Capital expenditures | $91.0K | $67.0K | $107.0K | $321.0K | $61.0K | $63.0K | $155.0K | $0 |
| Depreciation & amortization | — | — | — | — | — | — | — | — |
| Share-based compensation | $368.0K | $832.0K | $294.0K | $691.0K | $435.0K | $554.0K | $0 | $276.0K |
| Deferred income taxes | -$154.0K | -$941.0K | $963.0K | $551.0K | -$279.0K | $777.0K | $124.0K | $130.0K |
| Purchases of investments | $180.0K | $520.0K | — | $0 | $2.0M | — | — | — |
| Dividends paid | — | — | — | — | — | — | — | — |
| Share repurchases | — | — | — | — | — | — | — | — |
| Debt issued | — | — | — | — | — | — | — | — |
| Debt repaid | $22.0K | $23.0K | $23.0K | $22.0K | $21.0K | $23.0K | $21.0K | $21.0K |
Income statement
| Line item | Dec '25 | Dec '24 | Dec '23 | Dec '22 | Dec '21 |
|---|---|---|---|---|---|
| Revenue | $94.2M | $83.9M | $71.5M | $50.1M | $67.5M |
| Operating income | $5.6M | $17.5M | $18.1M | $440.0K | $6.6M |
| Net income | — | — | $7.8M | -$2.0M | $5.1M |
| EPS (diluted) | $0.13 | $0.33 | $0.21 | $-0.06 | $0.16 |
| EPS (basic) | $0.13 | $0.33 | $0.21 | $-0.06 | $0.16 |
| Operating margin | $6 | $21 | $25 | $1 | $10 |
| Net margin | — | — | $11 | -$4 | $7 |
Balance sheet
| Line item | Dec '25 | Dec '24 | Dec '23 | Dec '22 | Dec '21 |
|---|---|---|---|---|---|
| Total assets | $759.0M | $519.7M | $801.8M | $728.0M | $1.40B |
| Total liabilities | $669.9M | $434.6M | $731.1M | $678.1M | $1.35B |
| Stockholders' equity | $89.2M | $84.1M | $69.7M | $48.9M | $49.3M |
| Total current assets | $726.9M | $491.5M | $773.9M | $705.4M | $1.37B |
| Total current liabilities | $660.8M | $427.8M | $721.6M | $669.7M | $1.34B |
| Cash & equivalents | $22.4M | $32.6M | $5.7M | $23.7M | $3.8M |
| Marketable securities (non-current) | — | — | — | — | $850.0K |
| Property, plant & equipment | $10.4M | $10.2M | $9.4M | $8.3M | $7.5M |
| Goodwill | $2.3M | $2.3M | $2.0M | $2.0M | $2.0M |
| Intangible assets | $908.0K | $697.0K | — | — | — |
| Deferred revenue (current) | $819.0K | $1.7M | $1.9M | — | — |
| Short-term debt | $960.0K | $496.0K | $84.0K | $1.1M | $998.0K |
| Long-term debt | $4.0M | $4.1M | $4.2M | $6.0M | $6.7M |
| Other non-current liabilities | — | $0 | $0 | $100.0K | $700.0K |
| Common stock & paid-in capital | $415.0K | $412.0K | $406.0K | $325.0K | $324.0K |
| Retained earnings | $45.2M | $40.1M | $26.8M | $19.0M | $21.0M |
Cash flow
| Line item | Dec '25 | Dec '24 | Dec '23 | Dec '22 | Dec '21 |
|---|---|---|---|---|---|
| Operating cash flow | $10.2M | $10.1M | -$4.8M | -$24.6M | $5.5M |
| Investing cash flow | -$6.6M | -$6.0M | -$2.6M | -$1.8M | -$8.4M |
| Financing cash flow | $1.3M | -$85.0K | $13.0M | -$4.3M | $4.9M |
| Free cash flow | $9.7M | $9.8M | -$5.0M | -$24.9M | $5.2M |
| Capital expenditures | $552.0K | $223.0K | $223.0K | $284.0K | $296.0K |
| Depreciation & amortization | — | — | — | — | — |
| Share-based compensation | $1.5M | $460.0K | — | $461.0K | — |
| Deferred income taxes | $2.0M | $1.1M | -$107.0K | -$655.0K | $523.0K |
| Purchases of investments | — | — | — | — | — |
| Dividends paid | — | — | — | — | — |
| Share repurchases | — | — | — | — | — |
| Debt issued | — | — | — | — | $3.1M |
| Debt repaid | $89.0K | $85.0K | — | — | — |
Source: SEC EDGAR XBRL filings (10-Q/10-K), as originally tagged by the company. Quarterly cash flow is reconstructed by de-cumulating fiscal-year-to-date figures (how cash flow is tagged in 10-Qs); other quarterly lines are reported directly.
Institutional holders
SEC Form 13F filers holding SIEB as of the latest reported quarter. 13F only covers investment managers with $100M+ in assets — this is not a complete ownership picture, and does not include insiders (see Recent SEC filings below) or non-13F-eligible holders.
Insider activity
Directors, officers, and 10%+ owners' reported transactions from SEC Form 4. A filing reports a transaction; it does not by itself explain why it happened.
Source: SEC EDGAR Form 4 filings · checked 25 most recent filings · covers 2026-01-20 to 2026-09-28
Recent transactions
- Insiders have net bought 15,000 shares over the last 182 days, across 1 purchase and 0 sales.
- Most recent: Gebbia David (Member of 10% owner group) — Gift of 17,340 shares on 2026-09-28.
Deterministic template sentences filled in from the SEC Form 4 figures in the tables below -- not an AI-written summary, no live model call.
Insider purchases & sales, last 6 months
Counts only open-market purchases (code P) and sales (code S) — grants, option exercises, tax withholding, and gifts are excluded since they aren't a market buy/sell decision.
Insider roster
| Name | Title | Most Recent Transaction | Date | Shares |
|---|---|---|---|---|
| Gebbia David | Member of 10% owner group | Gift | 2026-09-28 | 17,340 |
| Gebbia John M. | Director | Gift | 2026-09-28 | 34,680 |
| Gebbia Richard | Member of 10% owner group | Gift | 2026-09-28 | 17,340 |
| Gebbia John J | CEO | Gift | 2026-09-02 | 10,000 |
| Gebbia Gloria E | Director | Gift | 2026-09-02 | 10,000 |
Recent transactions
| Date | Insider | Title | Transaction | Shares | Price |
|---|---|---|---|---|---|
| 2026-09-28 | Gebbia David | Member of 10% owner group | Gift | 17,340 | $0.00 |
| 2026-09-28 | Gebbia John M. | Director | Gift | 34,680 | $0.00 |
| 2026-09-28 | Gebbia Richard | Member of 10% owner group | Gift | 17,340 | $0.00 |
| 2026-09-02 | Gebbia John J | CEO | Gift | 10,000 | $0.00 |
| 2026-09-02 | Gebbia Gloria E | Director | Gift | 10,000 | $0.00 |
| 2026-08-26 | Gebbia John J | CEO | Gift | 22,500 | $0.00 |
| 2026-08-26 | Gebbia Gloria E | Director | Gift | 22,500 | $0.00 |
| 2026-05-28 | Gebbia Richard | Member of 10% owner group | Open market purchase | 15,000 | $1.86 |
| 2026-03-09 | Gebbia John J | CEO | Gift | 6,000 | $0.00 |
| 2026-03-09 | Gebbia Gloria E | Director | Gift | 6,000 | $0.00 |
| 2026-01-20 | Gebbia Richard | Member of 10% owner group | Gift | 13,000 | $0.00 |
| 2026-01-20 | Gebbia Richard | Member of 10% owner group | Other acquisition/disposition | 13,000 | $0.00 |
| 2026-01-20 | Gebbia John M. | Member of 10% owner group | Gift | 3,000 | $0.00 |
| 2026-01-20 | Gebbia John M. | Member of 10% owner group | Gift | 26,000 | $0.00 |
| 2026-01-20 | Gebbia John M. | Member of 10% owner group | Other acquisition/disposition | 26,000 | $0.00 |
| 2026-01-20 | Gebbia Gloria E | Director | Gift | 140,000 | $0.00 |
| 2026-01-20 | Gebbia David | Member of 10% owner group | Gift | 13,000 | $0.00 |
| 2026-01-20 | Gebbia David | Member of 10% owner group | Other acquisition/disposition | 13,000 | $0.00 |
| 2026-01-20 | Gebbia John J | CEO | Gift | 140,000 | $0.00 |
Recent SEC filings
Official company reports and insider transaction filings. Form 4 reports a transaction; it does not by itself explain why it happened.
Source: SEC EDGAR submissions · updated 2026-10-22 07:06 UTC
| Filed | Form | Report period | Official filing |
|---|---|---|---|
| 2026-09-30 | 4 | 2026-09-28 | View on SEC.gov → |
| 2026-09-30 | 4 | 2026-09-28 | View on SEC.gov → |
| 2026-09-30 | 4 | 2026-09-28 | View on SEC.gov → |
| 2026-09-30 | 4 | 2026-09-28 | View on SEC.gov → |
| 2026-09-30 | 4 | 2026-09-28 | View on SEC.gov → |
| 2026-09-25 | 8-K | 2026-09-22 | View on SEC.gov → |
| 2026-09-04 | 4 | 2026-09-02 | View on SEC.gov → |
| 2026-09-04 | 4 | 2026-09-02 | View on SEC.gov → |
| 2026-09-04 | 4 | 2026-09-02 | View on SEC.gov → |
| 2026-09-04 | 4 | 2026-09-02 | View on SEC.gov → |
| 2026-09-04 | 4 | 2026-09-02 | View on SEC.gov → |
| 2026-08-28 | 4 | 2026-08-26 | View on SEC.gov → |
Recent news
Headlines about SIEB (Siebert Financial Corp.). Links open the publisher — we don’t host full articles.
-
Siebert Financial CIO Mark Malek Covers AI Trade Interest as Tech Stocks Shine
Yahoo · 2026-10-20 -
Is an MBA still worth the cost? The YF panel weighs in
Yahoo · 2026-10-20 -
Buying dip in tech market, Anthropic's "Public Benefit" fund, and Musk's SpaceX pledge
Yahoo · 2026-10-19 -
Elon Musk's SpaceX stock giveaway: Wealth building or political play?
Yahoo · 2026-10-19 -
Could a hot PPI print signal Fed action with more inflation ahead?
Yahoo · 2026-10-19 -
How Anthropic's 5% public benefit fund could reshape its IPO
Yahoo · 2026-10-19 -
Did CoreWeave's sell-off kickstart a tech-buying opportunity?
Yahoo · 2026-10-19 -
Siebert Financial : Technology Stocks Tumbled—but This Wasn’t 1987
www.marketscreener.com · 2026-10-19
No headlines in this category right now — try “All”.