GROW · U.S. Global Investors, Inc. Class A

NASDAQ NMS - GLOBAL MARKET - Real Time Price • USD

US Global Investors Inc (GROW)

NASDAQ NMS - GLOBAL MARKET Financial Services
Move probability → Options chain →
$2.57 -0.04 (-1.53%)
● Market open
DAY'S RANGE $2.57
$2.57 $2.61
52-WEEK RANGE $2.57
$2.23 $3.65

What's happening

Deterministic template sentences filled in from the same sourced figures shown elsewhere on this page -- not an AI-written summary, no live model call.

Key Statistics

Market Cap$31.7M
P/E (TTM1)10.51
EPS2 (TTM)$0.25
Div Yield2.98%
Beta30.62
Volume667
Open2.61
Prev Close2.61
Bid / Ask2.21 / 2.68
Next Earnings 2026-11-05

Analyst Recommendations

No analyst recommendation data available.

Performance Overview (Trailing returns vs S&P 500 benchmark)

YTD RETURN
GROW +7.05%
vs S&P 500 -6.32%
1-YEAR RETURN
GROW -2.64%
vs S&P 500 -17.81%
6-MONTH RETURN
GROW -5.84%
3-MONTH RETURN
GROW -12.24%

Valuation Measures & Ratios

Enterprise Value4$7.9M
Forward P/E5—
PEG Ratio6—
Price / Sales (TTM1)3.11
Price / Book70.86
EV4 / Revenue0.77
EV4 / EBITDA4.11
Profit Margin29.64%
Operating Margin-5.31%
Return on Equity (ROE8)6.74%
Return on Assets (ROA9)6.33%
Avg Volume (3M)20,450
Quarterly history (5 periods)
Measure Mar '26Dec '25Sep '25Mar '25Dec '24
Market cap $28.6M $28.4M $33.3M $27.6M $19.5M
P/E 9.66 146.97 24.57 -146.84 13.71
Price/Book 0.62 0.64 0.72 0.60 0.41
EV/EBITDA -2.77 -1.49 -3.32 — —
ROE 6.42% 0.44% 2.94% -0.41% 3.01%
ROA 6.04% 0.41% 2.77% -0.39% 2.84%

Trailing-twelve-month ratios computed from SEC EDGAR quarterly figures and historical daily close prices (Alpaca). Diluted shares are derived from Net income ÷ EPS (diluted) for each quarter, not separately reported. Forward P/E/PEG unavailable (no free data source).

Glossary — what these abbreviations mean
1. TTM
Trailing twelve months — the sum of the last four reported quarters, not a calendar year or the single latest quarter.
2. EPS
Earnings per share — net income divided by diluted shares outstanding.
3. Beta
A stock's historical volatility relative to the overall market. Above 1 means it has moved more than the market; below 1, less.
4. EV (Enterprise Value)
Market cap plus total debt minus cash — roughly what it would cost to buy the whole company, debt included.
5. Forward P/E
Price divided by analysts' estimated earnings for the next 12 months, instead of trailing actual earnings.
6. PEG Ratio
P/E divided by expected earnings growth rate. A lower number can indicate a stock is cheap relative to how fast it's expected to grow.
7. Price / Book
Share price divided by book value (assets minus liabilities) per share.
8. ROE
Return on equity — net income divided by shareholders' equity, a measure of how efficiently a company turns equity into profit.
9. ROA
Return on assets — net income divided by total assets, a measure of how efficiently a company turns assets into profit.
10. MRQ
Most recent quarter — the single latest reported period, as opposed to TTM. The Financials section's "Quarterly" view below shows MRQ-style figures.
11. YoY
Year over year — percent change versus the same period one year earlier, used for growth figures like those on Compare cards and the Screener.

Short Interest

Shares Short6,466
Change from Prior Settlement-41.20%
% of Float—
Days to Cover (Short Ratio)1.00

Source: FINRA Rule 4560 consolidated short interest, settlement date 2026-09-30. Reported bi-monthly with a reporting lag — not real-time.

Quotes and the 1-day extended-hours chart: Yahoo Finance. Longer historical charts: Alpaca (IEX feed) — real-time but IEX-only volume (~2.5% of consolidated market volume). Fundamentals + earnings: Finnhub.

Price history

Events

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Technical signal summary

Calculating from the latest year of daily price history…

Calculating…
Show Technical Analysis Breakdown ▾ 10 Indicators

Not investment advice — read several signals together.

Indicators None active

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Starter sets
Trend
Oscillators
Volume/volatility
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History limited by data provider; markers are heuristics, not signals.

Peer and sector context

No reviewed peer group is available for this symbol.

Balanced evidence

A deterministic summary of sourced facts—not an AI verdict.

Potential strengths

Potential concerns

Rule-based facts only; absence from either side is not evidence, and this is not a recommendation.

Financials

Income statement

Line item Mar '26Dec '25Sep '25Mar '25Dec '24Sep '24Mar '24Dec '23
Revenue — — — — — — — —
Operating income $88.0K -$88.0K -$515.0K -$893.0K -$539.0K -$559.0K -$488.0K $192.0K
Net income $2.7M -$846.0K $1.5M -$382.0K -$86.0K $315.0K -$35.0K $1.2M
EPS (diluted) $0.23 $-0.07 $0.12 $-0.03 $-0.01 $0.02 $0.00 $0.09
EPS (basic) $0.23 $-0.07 $0.12 $-0.03 $-0.01 $0.02 $0.00 $0.09

Balance sheet

Line item Jun '26Mar '26Dec '25Sep '25Jun '25Mar '25Dec '24Sep '24
Total assets $48.0M $48.9M $47.2M $48.9M $48.1M $48.8M $50.1M $51.1M
Total liabilities $2.9M $2.9M $3.0M $2.9M $2.9M $2.7M $2.8M $2.7M
Stockholders' equity $45.1M $46.0M $44.2M $46.0M $45.2M $46.1M $47.3M $48.4M
Total current assets $37.6M $38.1M $38.7M $39.1M $39.1M $39.3M $40.0M $40.1M
Total current liabilities $1.9M $1.8M $2.0M $1.9M $1.9M $1.8M $2.0M $1.9M
Cash & equivalents $24.3M $24.6M $25.2M $24.6M $24.6M $26.3M $26.0M $27.3M

Cash flow

Line item Jun '26Mar '26Dec '25Sep '25Jun '25Mar '25Dec '24Sep '24
Operating cash flow $223.0K $295.0K $256.0K -$32.0K -$14.0K -$425.0K -$399.0K $16.0K
Investing cash flow $164.0K -$124.0K $1.3M $738.0K -$1.1M $1.4M -$12.0K $750.0K
Financing cash flow -$632.0K -$823.0K -$961.0K -$672.0K -$627.0K -$741.0K -$885.0K -$829.0K
Free cash flow $203.0K $275.0K $236.0K — -$15.0K -$424.0K -$406.0K $16.0K
Capital expenditures $20.0K $20.0K $20.0K — $1.0K -$1.0K $7.0K $0
Depreciation & amortization $10.0K $10.0K -$2.0K -$9.0K -$18.0K -$28.0K -$34.0K -$38.0K

Source: SEC EDGAR XBRL filings (10-Q/10-K), as originally tagged by the company. Quarterly cash flow is reconstructed by de-cumulating fiscal-year-to-date figures (how cash flow is tagged in 10-Qs); other quarterly lines are reported directly.

Institutional holders

SEC Form 13F filers holding GROW as of the latest reported quarter. 13F only covers investment managers with $100M+ in assets — this is not a complete ownership picture, and does not include insiders (see Recent SEC filings below) or non-13F-eligible holders.

Source: Business Quant SEC Form 13F · report period 2026-06-30 · 30 filers

Held by These Filers35.4%
Shares Outstanding11,858,724
FilerSharesValue% OutQtr ChangeFiled
Gator Capital Management, LLC 1,121,593 $3.5M 9.46% +7.7% 2026-07-30
CWA Asset Management Group, LLC 707,235 $2.2M 5.96% +12.3% 2026-07-14
VANGUARD CAPITAL MANAGEMENT LLC 508,207 $1.6M 4.29% -1.7% 2026-06-30
North Star Investment Management Corp. 406,000 $1.3M 3.42% +0.0% 2026-07-27
BlackRock, Inc. 308,300 $961.9K 2.60% +0.0% 2026-08-07
RENAISSANCE TECHNOLOGIES LLC 204,015 $636.5K 1.72% +5.9% 2026-08-13
GEODE CAPITAL MANAGEMENT, LLC 131,480 $410.3K 1.11% +13.9% 2026-08-12
Rothschild Wealth LLC 121,965 $380.5K 1.03% -0.8% 2026-08-10
CITADEL ADVISORS LLC 113,071 $352.8K 0.95% +147.7% 2026-08-14
SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,957 $255.7K 0.69% +22.6% 2026-08-14
DIMENSIONAL FUND ADVISORS LP 66,605 $207.8K 0.56% +13.5% 2026-08-11
VANGUARD FIDUCIARY TRUST CO 60,275 $188.1K 0.51% +0.7% 2026-06-30
State Street Corp 56,002 $174.7K 0.47% +0.0% 2026-08-07
Proficio Capital Partners LLC 54,578 $170.3K 0.46% +24.6% 2026-08-14
BRIDGEWAY CAPITAL MANAGEMENT, LLC 53,929 $168.3K 0.45% +0.0% 2026-08-14
SMH CAPITAL ADVISORS INC 40,191 $125.4K 0.34% +0.0% 2026-08-05
MAI Capital Management 37,000 $115.4K 0.31% +0.0% 2026-08-14
Empowered Funds, LLC 33,929 $105.9K 0.29% +0.0% 2026-08-14
Northern Trust Corp 21,327 $66.5K 0.18% +0.0% 2026-08-12
KESTRA PRIVATE WEALTH SERVICES, LLC 17,800 $55.5K 0.15% -0.1% 2026-07-28
Samalin Investment Counsel, LLC 12,006 $37.5K 0.10% -4.3% 2026-07-27
XTX Topco Ltd 11,738 $36.6K 0.10% -29.7% 2026-08-10
LRI Investments, LLC 10,000 $31.2K 0.08% +0.0% 2026-07-14
Vanguard Global Advisers, LLC 5,224 $16.3K 0.04% +0.0% 2026-06-30
ACADIAN ASSET MANAGEMENT LLC 4,388 $13 0.04% +0.0% 2026-08-12

Insider activity

Directors, officers, and 10%+ owners' reported transactions from SEC Form 4. A filing reports a transaction; it does not by itself explain why it happened.

Source: SEC EDGAR Form 4 filings · checked 25 most recent filings · covers 2025-12-31 to 2026-10-20

Recent transactions

  • Insiders have net bought 124,010 shares over the last 182 days, across 24 purchases and 0 sales.
  • Most recent: Gator Capital Management, LLC (10% owner) — Open market purchase of 2,886 shares on 2026-10-20.

Deterministic template sentences filled in from the SEC Form 4 figures in the tables below -- not an AI-written summary, no live model call.

Insider purchases & sales, last 6 months

Purchases (open market)124,010 sh(24 txns)
Sales (open market)0 sh(0 txns)
Net Shares+124,010

Counts only open-market purchases (code P) and sales (code S) — grants, option exercises, tax withholding, and gifts are excluded since they aren't a market buy/sell decision.

Insider roster

NameTitleMost Recent TransactionDateShares
Gator Capital Management, LLC10% ownerOpen market purchase2026-10-202,886
Pilecki Derek Steven10% ownerOpen market purchase2026-10-202,886
HOLMES FRANK ECEO/CIOOther acquisition/disposition2026-09-30829
Callicotte LisaCFOOther acquisition/disposition2026-09-30328

Recent transactions

DateInsiderTitleTransactionSharesPrice
2026-10-20Gator Capital Management, LLC10% ownerOpen market purchase 2,886$2.57
2026-10-20Pilecki Derek Steven10% ownerOpen market purchase 2,886$2.57
2026-09-30HOLMES FRANK ECEO/CIOOther acquisition/disposition 829$2.88
2026-09-30Callicotte LisaCFOOther acquisition/disposition 328$2.88
2026-08-31HOLMES FRANK ECEO/CIOOther acquisition/disposition 729$3.27
2026-08-31Callicotte LisaCFOOther acquisition/disposition 289$3.27
2026-07-31HOLMES FRANK ECEO/CIOOther acquisition/disposition 835$2.86
2026-07-31Callicotte LisaCFOOther acquisition/disposition 331$2.86
2026-06-30HOLMES FRANK ECEO/CIOOther acquisition/disposition 764$3.12
2026-06-30Callicotte LisaCFOOther acquisition/disposition 303$3.12
2026-06-03Pilecki Derek StevenControl PersonOpen market purchase 330$2.60
2026-06-03Gator Capital Management, LLC10% ownerOpen market purchase 330$2.60
2026-06-02Pilecki Derek StevenControl PersonOpen market purchase 20,496$2.59
2026-06-02Gator Capital Management, LLC10% ownerOpen market purchase 20,496$2.59
2026-05-29HOLMES FRANK ECEO/CIOOther acquisition/disposition 904$2.64
2026-05-29Callicotte LisaCFOOther acquisition/disposition 359$2.64
2026-05-28Gator Capital Management, LLC10% ownerOpen market purchase 1,376$2.60
2026-05-28Pilecki Derek StevenControl PersonOpen market purchase 1,376$2.60
2026-05-21Gator Capital Management, LLC10% ownerOpen market purchase 23,910$2.55
2026-05-21Pilecki Derek StevenControl PersonOpen market purchase 23,910$2.55
2026-05-13Gator Capital Management, LLC10% ownerOpen market purchase 3,601$2.55
2026-05-13Pilecki Derek StevenControl PersonOpen market purchase 3,601$2.55
2026-05-12Gator Capital Management, LLC10% ownerOpen market purchase 404$2.55
2026-05-12Pilecki Derek StevenControl PersonOpen market purchase 404$2.55
2026-05-11Gator Capital Management, LLC10% ownerOpen market purchase 5,354$2.62
2026-05-11Pilecki Derek StevenControl PersonOpen market purchase 5,354$2.62
2026-05-08Gator Capital Management, LLC10% ownerOpen market purchase 208$2.62
2026-05-08Pilecki Derek StevenControl PersonOpen market purchase 208$2.62
2026-05-07Gator Capital Management, LLC10% ownerOpen market purchase 2,976$2.62
2026-05-07Pilecki Derek StevenControl PersonOpen market purchase 2,976$2.62
2026-05-06Gator Capital Management, LLC10% ownerOpen market purchase 259$2.61
2026-05-06Pilecki Derek StevenControl PersonOpen market purchase 259$2.61
2026-05-01Gator Capital Management, LLC10% ownerOpen market purchase 205$2.63
2026-05-01Pilecki Derek StevenControl PersonOpen market purchase 205$2.63
2026-04-30HOLMES FRANK ECEO/CIOOther acquisition/disposition 907$2.63
2026-04-30Callicotte LisaCFOOther acquisition/disposition 359$2.63
2026-03-31HOLMES FRANK ECEO/CIOOther acquisition/disposition 963$2.48
2026-03-31Callicotte LisaCFOOther acquisition/disposition 382$2.48
2026-02-27HOLMES FRANK ECEO/CIOOther acquisition/disposition 716$3.33
2026-02-27Callicotte LisaCFOOther acquisition/disposition 284$3.33
2026-01-30HOLMES FRANK ECEO/CIOOther acquisition/disposition 719$3.32
2026-01-30Callicotte LisaCFOOther acquisition/disposition 285$3.32
2025-12-31HOLMES FRANK ECEO/CIOOther acquisition/disposition 990$2.41

Recent SEC filings

Official company reports and insider transaction filings. Form 4 reports a transaction; it does not by itself explain why it happened.

Source: SEC EDGAR submissions · updated 2026-10-22 15:08 UTC

FiledFormReport periodOfficial filing
2026-10-2242026-10-20 View on SEC.gov →
2026-10-2242026-10-20 View on SEC.gov →
2026-10-0142026-09-30 View on SEC.gov →
2026-10-0142026-09-30 View on SEC.gov →
2026-09-038-K2026-09-03 View on SEC.gov →
2026-09-0310-K2026-06-30 View on SEC.gov →
2026-09-0142026-08-31 View on SEC.gov →
2026-09-0142026-08-31 View on SEC.gov →
2026-08-0342026-07-31 View on SEC.gov →
2026-08-0342026-07-31 View on SEC.gov →
2026-07-0142026-06-30 View on SEC.gov →
2026-07-0142026-06-30 View on SEC.gov →

Headlines about GROW (U.S. Global Investors, Inc. Class A). Links open the publisher — we don’t host full articles.

SEC filings ↓

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